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Advancement Services

Secondary emphases are indicated in parentheses.

Please confirm the session times and locations in the program book you will receive when you arrive at the conference.

Monday 9:00-10:00 a.m.

(Development)

Beyond the Proxy and Finding and Tracking Wealth Using SEC Forms

Erie

Explore tracking individual wealth by reviewing the Securities and Exchange Commission forms that report beneficial securities ownership (SEC Forms 3,4, and 5), as well as the notice of intent to sell restricted securities (SEC Form 144). We will cover options: vested and unvested, phantom shares, restricted stock, stock units, ESOPs and other performance based shares. Through exploring an insider's holdings gain insight into how these holdings can influence the estimated giving capacity.

— Tricia Ambler, Manager, Client Service, WealthEngine.com

— Steve Knight, Manager, Client Service, WealthEngine.com

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